Points to consider on switching between superiority and non-inferiority

*Recommendation
2015
Hypothesis testing
Author

Steve Simon

Published

December 20, 2015

Figure 1. First page of research article

One of the most confusing aspects of medical research is the difference between non-inferiority and superiority trials. This article explains in simple terms what the two type of trials are. Then it covers the desireof many researchers to switch from a non-inferiority trail to a superiority trial or vice versa. In general, if you would like to make the claim of superiority if the data justifies it, or to fall back on a claim of non-inferiority if you must, you are best off designing a high quality non-inferiority trial. The extra methodological rigor and the typically larger sample sizes that come with a non-inferiority trial make the transition from a non-inferiority hypothesis to a superiority hypothesis much smoother than the reverse. A high quality non-inferiority trial includes pre-specifying the margin of non-inferiority, demonstrating adequate power for the non-inferiority hypothesis, and justifying that the control group has demonstrated efficacy in previous trials. You need to show sufficient methodological rigor in your research design to establish that a non-inferiority finding is not just caused by an insensitive research design. Finally, you need to consider a “per protocol” analysis for the non-inferiority hypothesis, but switch to an “intention to treat” analysis for thesuperiority hypothesis.

Committee for Proprietary Medicinal Products (CPMP). Points to consider on switching between superiority and non-inferiority. Br J Clin Pharmacol. 2001 Sep; 52(3): 223–228. doi: 10.1046/j.0306-5251.2001.01397-3.x. Available in html format.

Earlier versions are here and here.